Overview of the US Stress Test Scenarios Vs. the European Scenarios

   February 26, 2018

On February 1, 2018, just one day after the European Banking Authority (EBA) officially kicked off its EU-wide stress test […]

The New Challenge: Current Expected Credit Loss – Part II

   January 31, 2018

In April 2017, Mazars published our first article on the new Current Expected Credit Loss (“CECL”) standard, under Accounting Standard […]

Big Changes Are In Store For 2017, 2018 Broker Dealer Audits

   January 31, 2018

It’s that time of the year again where most broker dealers, FINOPs, and auditors are hectically working to comply with […]

FINRA’s First Examination Findings Report – How It Can Help You

   January 24, 2018

In December 2017, The Financial Industry Regulatory Authority (“FINRA”) released its first Report on Examination Findings (the “Report”), which focused […]

T+2 Settlement Cycle For Securities Transactions

   December 14, 2017

T+2 Settlement Cycle On September 5, 2017, the Securities and Exchange Commission (the “SEC”) adopted an amended rule to shorten […]